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OpenVMS Alpha Version 7.1
Upgrade and Installation Manual


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Depending on whether you are upgrading the OpenVMS Alpha operating system from the operating system CD--ROM or from a running OpenVMS Alpha Version 7.1 system, begin the procedure as follows:
If upgrading from ... Then ...
the operating system CD--ROM, go to Section 7.2
a running Version 7.1 system, go to Section 7.3

7.2 Booting the Operating System CD--ROM

To get started, boot the OpenVMS Alpha operating system CD--ROM either from your local CD--ROM drive or from a CD--ROM drive connected to the InfoServer, as described in the following sections.

7.2.1 Booting from the Local Drive

To boot the operating system CD--ROM from the local drive, follow these steps:

  1. Insert the operating system CD--ROM into the local CD--ROM drive.
  2. At the console prompt (>>>), enter the SHOW DEVICE command so you can identify the name of the CD--ROM drive (for example, DKA400:)
  3. Enter the boot command in the following format:
    BOOT -FLAGS 0,0 source-drive 
    

    Substitute the device name of the CD--ROM drive (as listed in the SHOW DEVICE display) for source-drive.
    For example, if the SHOW DEVICE display lists the device name of your CD--ROM drive as DKA400, enter the following command and press the Return key:
    >>> BOOT -FLAGS 0,0 DKA400
    

7.2.2 Booting from the InfoServer

To boot the operating system CD--ROM using the InfoServer, follow these steps:

  1. At the console prompt, enter the following command:
    >>> BOOT -FLAGS 0,0 -FI APB_071 lan-device-name
    

    Note the following conventions:
    Alpha Computer Ethernet
    Device
    FDDI
    Device
    ALPHAbook 1 EOA0 --
    AlphaServer 400 series EWA0 FWA0
    AlphaServer 1000 series ERA0, EWA0 FRA0
    AlphaServer 1000A series EWA0 FWA0
    AlphaServer 2000 series ERA0, EWA0 FRA0
    AlphaServer 2100, 2100A series ERA0, EWA0 FRA0
    AlphaServer 4100 series EWA0 FWA0
    AlphaServer 8200 series EXA0, EWA0 FXA0
    AlphaServer 8400 series EXA0, EWA0 FXA0
    AlphaStation 200 series EWA0 FWA0
    AlphaStation 400 series EWA0 FWA0
    AlphaStation 500 series EWA0 FWA0
    AlphaStation 600 series ERA0, EWA0 FWA0
    DEC 2000 series ERA0 --
    DEC 3000 series ESA0 "n/ESA0"
    DEC 4000 series EZA0 --
    DEC 7000 series EXA0 FXA0
    DEC 10000 series EXA0 FXA0

    Notes: If you are using a DEC 3000 or 4000 series system, note the following:
  2. The InfoServer ISL program then displays the following menu:
       
    Network Initial System Load Function 
    Version 1.1 
     
     
      FUNCTION         FUNCTION 
        ID 
        1     -        Display Menu 
        2     -        Help 
        3     -        Choose Service 
        4     -        Select Options 
        5     -        Stop 
     
    Enter a function ID value: 
     
    
  3. Respond to the prompts as follows, pressing the Return key after each entry:
    1. Enter 3 for the function ID.
    2. Enter 2 for the option ID.
    3. Enter the service name (ALPHA071).

    A sample display follows:
    Enter a function ID value: 3[Return]
     OPTION          OPTION 
       ID 
       1     -       Find Services 
       2     -       Enter known Service Name 
     
    Enter an Option ID value: 2[Return]
    Enter a Known Service Name: ALPHA071[Return]
    

Note: If you boot the OpenVMS Alpha operating system CD--ROM from an InfoServer system but lose your connection during the upgrade procedure (the system is unresponsive and pressing Ctrl/Y does not return you to the menu), do the following:

  1. Reboot the OpenVMS Alpha operating system CD--ROM.
  2. Enter the DCL environment by choosing option 2 from the menu.
  3. Mount the device containing your backup copy of the target disk and the device that is your target disk.
  4. Restore the backup copy of your target disk by entering the appropriate BACKUP commands. (See Appendix B for complete information about using MOUNT and BACKUP commands to restore a system disk.)
  5. Log out from the DCL environment.
  6. Perform the upgrade again by choosing the upgrade option (1) from the menu and following the procedures described in this chapter.

7.3 Performing the Upgrade

The following sections describe how to upgrade from the operating system CD--ROM and from a running system.

7.3.1 Upgrading from the CD--ROM

After you boot the operating system CD--ROM, choose the upgrade option (1) from the menu displayed on the screen. The display is similar to the following:

     OpenVMS Alpha (TM) Operating System, Version 7.1 
 
 
    Copyright (c) 1996 Digital Equipment Corporation.  All rights reserved. 
 
 
 
    Installing required known files... 
 
    Configuring devices... 
 
    **************************************************************** 
 
    You can install or upgrade the OpenVMS Alpha operating system 
    or you can install or upgrade layered products that are included 
    on the OpenVMS Alpha operating system CD-ROM. 
    
    You can also execute DCL commands and procedures to perform 
    "standalone" tasks, such as backing up the system disk. 
    
    Please choose one of the following: 
 
        1)  Install or upgrade OpenVMS Alpha Version V7.1 
        2)  Display products that this procedure can install 
        3)  Install or upgrade layered products 
        4)  Show installed products 
        5)  Reconfigure installed products 
        6)  Remove installed products 
        7)  Execute DCL commands and procedures 
        8)  Shut down this system 
        
Enter CHOICE or ? for help: (1/2/3/4/5/6/7/8/?) 1 

After you choose the upgrade option, go to Section 7.3.3 to continue the procedure.

7.3.2 Upgrading from a Running System

If you are performing an upgrade from an Alpha system that is already running Version 7.1 of the OpenVMS Alpha operating system, enter the following command from the SYSTEM account and then press the Return key:

$ @SYS$SYSTEM:AXPVMS$PCSI_INSTALL

After you enter the command, go to Section 7.3.3 to continue the procedure.

7.3.3 Choosing INITIALIZE or PRESERVE

After you choose the upgrade option (if you are upgrading from the operating system CD--ROM) or start the AXPVMS$PCSI_INSTALL command procedure (if you are upgrading from a running OpenVMS Alpha Version 7.1 system), the system displays the following information and prompts:

    *********************************************************** 
 
    The installation procedure will ask a series of questions. 
 
          () - encloses acceptable answers 
          [] - encloses default answers 
 
    Type your response and press the <Return> key.  Type: 
 
          ? - to repeat an explanation 
          ^ - to change prior input (not always possible) 
 
 
    There are two choices for Installation/Upgrade: 
 
    INITIALIZE - removes all software and data files that were 
        previously on the target disk and installs OpenVMS Alpha. 
 
    PRESERVE -- installs or upgrades OpenVMS Alpha on the target disk 
        and retains all other contents of the target disk. 
 
   * NOTE: You cannot install OpenVMS Alpha on an existing disk on which 
        OpenVMS VAX or any other operating system is installed. 
 
Do you want to INITIALIZE or to PRESERVE? [PRESERVE]) 

For an upgrade, press the Return key to accept the default (PRESERVE).

7.3.4 Specifying the Target Disk

Next, the procedure asks you for the name of the target disk. If you enter a question mark (?), the system displays a list of devices on your system. Select the appropriate disk and respond to the prompt. For example:

    You must enter the device name for the target disk on which 
    OpenVMS Alpha will be installed. 
 
Enter device name for target disk: (? for choices) DKA200

Note

If your system contains Spiralog Version 1.1 or lower, the following message is displayed:
The target system contains a version of SPIRALOG that is not 
compatible with this version of the operating system. 
SPIRALOG must be removed before upgrading OpenVMS Alpha. 
 
*** WARNING ***  Continuing will corrupt the BACKUP utility! 
Termination is strongly recommended. 

If you receive this message, you must do the following:

  1. Terminate the upgrade.
  2. Remove Spiralog from your system.
  3. Upgrade the operating system to Version 7.1.
  4. Install Spiralog Version 1.2.

See Section 5.1.1 for more information.


7.3.5 Specifying the Volume Label

The system then prompts you for the volume label and asks if the information is correct. You can accept the default label assigned by the system (AXPVMSSYS) or specify a different volume label (with a limit of 12 characters that can be letters A-Z, numbers 0-9, dollar signs ($), hyphens (-), or underscores (_)). After you select the volume label, the target disk is mounted and page and swap files are created. For example:

    DKA200: is now labeled AXPVMSSYS. 
 
Do you want to keep this label? (Yes/No) [Yes] 
 
    OpenVMS Alpha will be upgraded on DKA200:. 

7.3.6 Upgrading Windowing and Networking Products

The procedure next upgrades the DECwindows Motif for OpenVMS Alpha, DECnet-Plus (Phase V), and Digital TCP/IP Services for OpenVMS software that is installed on your system.

Note that you can change these default values later in the installation procedure. However, if you want to install DECnet for OpenVMS software (Phase IV), you must do so separately as a layered product. Note as well that if you do not have DECnet-Plus (Phase V) software installed on your system, you can install that software during the upgrade.

The display is similar to the following:

    The following windowing and networking products will be upgraded 
    if necessary along with the OpenVMS operating system. 
 
        o DECwindows Motif for OpenVMS Alpha 
        o DECnet-Plus (Phase V) 
        o Digital TCP/IP Services for OpenVMS 
 
    If you want to add or delete these products, you can do so later in 
    the upgrade by answering "NO" to the following question: 
 
        "Do you want all of the default values for this product?" 
 
 
    DECwindows Motif for OpenVMS Alpha is installed on your system. 
    It will be upgraded. 
 
 
 
    Beginning with OpenVMS V7.1 DECnet-Plus (Phase V) is provided with the OpenVMS 
    operating system.  Digital strongly recommends that DECnet users 
    install DECnet-Plus (Phase V).  DECnet Phase IV applications are supported 
    by DECnet-Plus (Phase V). 
 
    DECnet Phase IV is available for separate installation. Please see 
    the  "OpenVMS  V7.1  Release  Notes"  for  important   information 
    regarding DECnet Phase IV support. 
 
 
    Do you want to install DECnet-Plus (Phase V) V7.1? (Yes/No) [YES] 
 
 
    Digital TCP/IP Services for OpenVMS is not installed on your system. 
    It will not be upgraded. 

7.3.7 Updating Time Zone Information

On Version 6.1 and 6.2 systems, the procedure asks you for information that is used for providing local time zone support. For local time zone support to work correctly, the upgrade procedure must set the time zone that accurately describes the location you want to be considered as your default time zone. Usually, this is the time zone in which your system is running. In addition, your system must be correctly configured to use a valid OpenVMS time differential factor (TDF).

The procedure displays a series of time zone menus and prompts you to make selections from each. You begin by selecting the desired time zone from the main time zone menu, which is the first menu displayed. If you do not select a time zone, the default is Greenwich Mean Time (GMT).

Some time zone choices cause an additional menu to be displayed. This happens when the time zone you select has subcomponents. For example, if you choose the United States (US) time zone from the main menu, a second menu displays the specific time zones within the United States. You then select the menu item that best represents the desired time zone.

The procedure then prompts you for the TDF. The TDF is the difference between your system time and Coordinated Universal Time (UTC), which is an international standard (similar to Greenwich Mean Time) for measuring time of day.

A sample display follows:

Configuring the Local Time Zone 
 
 
TIME ZONE SPECIFICATION -- Main Time Zone Menu 
 
  1) Australia       11) GMT             21) Mexico          31) Turkey 
  2) Brazil          12) Greenwich       22) NZ              32) UCT 
  3) CET             13) Hongkong        23) NZ-CHAT         33) US 
  4) Canada          14) Iceland         24) Navajo          34) UTC 
  5) Chile           15) Iran            25) PRC             35) Universal 
  6) Cuba            16) Israel          26) Poland          36) W-SU 
  7) EET             17) Jamaica         27) ROC             37) WET 
  8) Egypt           18) Japan           28) ROK             38) Zulu 
  9) Factory         19) Libya           29) Singapore 
 10) GB-Eire         20) MET             30) SystemV 
 
  0) None of the above 
 
Select the number above that best represents the desired time zone: 33 
 
You selected US as your time zone. 
Is this correct? (Yes/No) [YES]: 
 
US Time Zone Menu 
 
   1) Alaska           4) Central          7) Hawaii          10) Mountain 
   2) Aleutian         5) East-Indiana     8) Indiana-Starke  11) Pacific 
   3) Arizona          6) Eastern          9) Michigan        12) Samoa 
 
   0) None of the above 
 
Select the number above that best represents the desired time zone: 6 
 
You selected US/Eastern as your time zone. 
Is this correct? (Yes/No) [YES]: 
 
    Default Time Differential Factor for standard time is -5:00. 
    Default Time Differential Factor for daylight saving time is -4:00. 
 
    The Time Differential Factor (TDF) is the difference between your 
    system time and Coordinated Universal Time (UTC).  UTC is similar 
    in most respects to Greenwich Mean Time (GMT). 
 
    The TDF is expressed as hours and minutes, and should be entered 
    in the hh:mm format.  TDFs for the Americas will be negative 
    (-3:00, -4:00, etc.); TDFs for Europe, Africa, Asia, and Australia 
    will be positive (1:00, 2:00, etc.). 
 
Is Daylight Savings time in effect? (Yes/No): NO 
 
Enter the Time Differential Factor: -5 
 
    NEW SYSTEM TIME DIFFERENTIAL FACTOR = -5:00. 
 
Is this correct? [Y]:  

For more information about TDF and local time zone support, see OpenVMS System Manager's Manual.

7.3.8 Choosing Descriptive Help Text

The system next prompts you as follows:

The installation can provide brief or detailed descriptions. 
In either case, you can request the detailed descriptions by typing "?". 
 
Do you always want detailed descriptions? (Yes/No) [No]  

If you answer Yes, the system will display additional explanatory text with each prompt.

7.3.9 Selecting Components

As you begin the upgrade procedure, the system asks if you want all the default values, meaning all the files and subgroups of files for each component included in the operating system. The display is similar to the following:

The following product has been selected: 
DEC AXPVMS VMS V7.1         [Available] 
 
 
*** DEC AXPVMS VMS V7.1: VMS Operating System, Version V7.1 
 
    COPYRIGHT (c) 29-JUN-1996 -- All rights reserved 
 
    Digital Equipment Corporation 
 
     Do you want all the default values for this product? [YES] 

During an upgrade, the POLYCENTER Software Installation utility defines "default values" as the values that you selected when you last installed or upgraded the OpenVMS Alpha operating system on your system. Therefore, before you respond to the prompt, note the following:

Notes: When selecting components, note the following as well:

7.3.10 Completing the Upgrade

When you have answered all the prompts and selected the components you want installed, the system allows you to review your selections (and make changes if necessary) and then displays messages about the following:

Following is a sample display.

Note: If you are upgrading from a running OpenVMS Alpha system, the system displays the dollar sign prompt ($) instead of the 8-option menu when the upgrade is complete.

Do you want to view the values? [NO] 
 
%PCSIUI-I-DONEASK, execution phase starting 
The following product will be installed: 
DEC AXPVMS VMS V7.1    
%PCSI-I-VOLINFO, estimated space information for volume DISK$AXPVMSSYS 
-PCSI-I-VOLSPC, 40 required; 185469 available; 185429 net 
Portion Done: 0%...10%...20%...30%...40%...50%...60%...70%...80%...90%...100% 
The following product has been installed: 
DEC AXPVMS VMS V7.1    
 
The following product has been selected: 
    DEC AXPVMS DECNET_OSI V7.1 
 
 
*** DEC AXPVMS DECNET_OSI V7.1: DECnet-Plus (Phase V) V7.1 for OpenVMS AXP 
 
    Copyright © Digital Equipment Corporation 1996. All rights reserved. 
 
    Digital Equipment Corporation 
 
    This product requires one of two PAKs: DVNETEND or DVNETEXT. 
 
    Do you want all the default values for this product? [YES] 
 
    Do you want to view the values? [NO] 
 
Execution phase starting ... 
The following product will be installed: 
    DEC AXPVMS DECNET_OSI V7.1 
The following product will be removed: 
    DEC AXPVMS DECNET_OSI V6.0 
%PCSI-I-VOLINFO, estimated space information for volume DISK$AXPVMSSYS 
-PCSI-I-VOLSPC, 78915 required; 185429 available; 106514 net 
Portion done: 0%...10%...20%...30%...40%...50%...80%...90%...100% 
The following product has been installed: 
    DEC AXPVMS DECNET_OSI V7.1 
The following product has been removed: 
    DEC AXPVMS DECNET_OSI V6.0 
 
 
    The upgrade is now complete. 
 
    When the newly upgraded system is first booted, a special 
    startup procedure will be run.  This procedure will: 
 
        o  Run AUTOGEN to set system parameters. 
        o  Reboot the system with the newly set parameters. 
 
    You can shut down now or continue with other operations. 
 
 
  Process AXPVMS_INSTALL logged out at 29-JUN-1996 13:21:07.90 
 
    **************************************************************** 
 
    You can install or upgrade the OpenVMS Alpha operating system 
    or you can install or upgrade layered products that are included 
    on the OpenVMS Alpha operating system CD-ROM. 
    
    You can also execute DCL commands and procedures to perform 
    "standalone" tasks, such as backing up the system disk. 
    
    Please choose one of the following: 
 
        1)  Install or upgrade OpenVMS Alpha Version V7.1 
        2)  Display products that this procedure can install 
        3)  Install or upgrade layered products 
        4)  Show installed products 
        5)  Reconfigure installed products 
        6)  Remove installed products 
        7)  Execute DCL commands and procedures 
        8)  Shut down this system 

7.3.11 What to Do Next

If you want to install layered products, go to the next section.

If you do not want to to install layered products or perform any other operations prior to booting the upgraded disk, do the following:

  1. Shut down the system by choosing the shutdown option (8) from the menu.
  2. Go to Section 7.5.

7.4 Installing Layered Products

You can use the menu system included on the operating system CD--ROM to install certain layered products with the POLYCENTER Software Installation utility. You can view a list of the layered products that can be installed in this way by choosing option 2 from the menu. (To install layered products that are not listed, see Chapter 4 and the installation documentation for each layered product.)

To install layered products using the POLYCENTER Software Installation utility, choose option 2 to view the list and then option 3. For example:

    Please choose one of the following: 
 
        1)  Install or upgrade OpenVMS Alpha Version V7.1 
        2)  Display products that this procedure can install 
        3)  Install or upgrade layered products 
        4)  Show installed products 
        5)  Reconfigure installed products 
        6)  Remove installed products 
        7)  Execute DCL commands and procedures 
        8)  Shut down this system 
 
Enter CHOICE or ? for help: (1/2/3/4/5/6/7/8/?) 2 
 
    The following layered product kits are available on the OpenVMS 
    operating system CD-ROM and can be installed at this time: 
 
DEC AXPVMS AMDS V6.1 found in DKB400:[KITS.AMDS061] 
DEC AXPVMS SOFTWIN V1.0 found in DKB400:[KITS.SOFTWINDOWS] 
. 
. 
. 
    **************************************************************** 
 
    You can install or upgrade the OpenVMS Alpha operating system 
    or you can install or upgrade layered products that are included 
    on the OpenVMS Alpha operating system CD-ROM. 
    
    You can also execute DCL commands and procedures to perform 
    "standalone" tasks, such as backing up the system disk. 
    
    Please choose one of the following: 
 
        1)  Install or upgrade OpenVMS Alpha Version V7.1 
        2)  Display products that this procedure can install 
        3)  Install or upgrade layered products 
        4)  Show installed products 
        5)  Reconfigure installed products 
        6)  Remove installed products 
        7)  Execute DCL commands and procedures 
        8)  Shut down this system 
 
Enter CHOICE or ? for help: (1/2/3/4/5/6/7/8/?) 3 
    
    *********************************************************** 
 
    If you choose to install or upgrade to DECwindows Motif, 
    please note the following: 
 
    You must enter the device name for the target disk on which 
    the layered product(s) will be installed. 
 
Enter device name for target disk: (? for choices) DKA200 
 
    DKA200: is labeled ALPHASYS. 
 
 
    The installation can provide brief or detailed descriptions. 
    In either case, you can request the detailed descriptions by typing "?". 
 
Do you always want detailed descriptions? (Yes/No) [No] 
. 
. 
. 
 

If you do not want to perform any other operations after you install the layered products, do the following:

  1. Shut down the system by choosing the shutdown option (8) from the menu.
  2. Go to the next section to perform specific tasks after the system shuts down.

7.5 What to Do After the Shutdown

After the system shuts down, you need to perform certain tasks, depending on the configuration of your system and the type of upgrade you are performing. Refer to the appropriate section.

Note: When you boot your system following the shutdown (regardless of the type of upgrade and configuration), note that your system will automatically run AUTOGEN and boot again.

7.5.1 Standalone Upgrade

If you are upgrading a standalone system, do the following:

  1. Reboot the system.
  2. Log in to the system.
  3. Go to Chapter 8 to perform additional postupgrade procedures.

7.5.2 Concurrent OpenVMS Cluster Upgrade

If you are performing a concurrent upgrade in an OpenVMS Cluster environment, do the following:
IF ... THEN ...
you have one system disk, do the following:
  1. Reboot each system that uses the upgraded disk.
  2. Go to Chapter 8.
you have multiple system disks, do the following:
  1. Repeat the upgrade process for each system disk in the cluster, beginning with the preupgrade tasks described in Chapter 5.
  2. Reboot each system in the cluster.
  3. Log in to an upgraded system.
  4. Go to Chapter 8 to perform additional postupgrade procedures.

7.5.3 Rolling OpenVMS Cluster Upgrade

If you are performing a rolling upgrade in an OpenVMS Cluster environment, do the following:

  1. Log in to the upgraded system.
  2. Go to Chapter 8 to perform additional postupgrade procedures. (You will reboot the other systems that boot from the upgraded disk after you complete those tasks.)


Chapter 8
After Upgrading the OpenVMS Alpha Operating System

After you upgrade the OpenVMS Alpha operating system, you need to perform several important tasks before you can use the system. These tasks, described in the order in which you perform them, are as follows:

8.1 Re-Forming the Shadow Set

If you have upgraded a disk in a volume shadowing environment, you must now re-form the shadow set. Follow the procedure described in this section.

8.1.1 How to Add Shadow Set Members

Re-form the shadow set as follows:

  1. Enter the SHOW DEVICE D command to display a list of disks available on your system. For example:
    $ SHOW DEVICE D
    Device                  Device           Error    Volume         Free  Trans Mnt 
     Name                   Status           Count     Label        Blocks Count Cnt 
    DSA54:                  Mounted             0  SHADOWDISK        918150  100   1 
    $11$DKB100:    (NODE1)  Online              0  SCRATCH 
    $11$DKB200:    (NODE1)  ShadowSetMember     0  ALPHA070          918150    1  31
    
  2. Enter a command in the following format:
    $ MOUNT/CONFIRM/SYSTEM DSAn: /SHADOW=(upgraded-disk:,new-member:) volume-label
    

    Note the following conventions:
    Note: When you re-form the shadow set, the contents of the new member are replaced by the contents of the disk you upgraded. Specifying the /CONFIRM qualifier reminds you of this fact, confirming that you are specifying the correct name of a disk that either is blank or contains files you no longer need.

    8.1.2 Example

    The following is an example of re-forming a shadow set:

    $ MOUNT/CONFIRM/SYSTEM DSA54: /SHADOW=($11$DKB200:,$11$DKB100:) ALPHA070
    %MOUNT-F-SHDWCOPYREQ, shadow copy required 
    Virtual Unit - DSA54 Volume label ALPHA070 
         Member                    Volume label Owner UIC 
         $11$DKB100:  (NODE1)      SCRATCH      [100,100] 
    Allow FULL shadow copy on the above member(s)? [N]: YES
    

    8.2 Registering New Licenses

    If you need to register new OpenVMS Alpha or layered product licenses, you can do so by entering the following command:

    $ @SYS$UPDATE:VMSLICENSE
    


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